Mark C. Kiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Kiser was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2018. Mark had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2021 - December 31, 2024
R.L.ROBINSON
January 17, 2019 - April 6, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
May 24, 2018 - April 6, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/20/2024
General Securities Representative ExaminationCurrent Firm
R.L.ROBINSON
CRD#: 308514 / SEC#:
Contact information
Red Flags
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