Tracey Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracey Jones, who also goes by Tracey Barnes, Tracey Danielle Jones, was a registered financial professional .
Tracey is a previously registered financial professional and started their career in finance in 2016. Tracey had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2022 - December 17, 2024
FIRST COMMAND ADVISORY SERVICES
July 29, 2021 - December 17, 2024
FIRST COMMAND BROKERAGE SERVICES, INC.
July 12, 2021 - July 23, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 12, 2019 - May 4, 2021
FIRST COMMAND BROKERAGE SERVICES, INC.
June 27, 2016 - December 20, 2018
TD AMERITRADE, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
