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AS

Adam R. Schaffer

A SCHAFFER ADVISOR SERVICES
Norwalk, OH
Some features on this profile are disabled
CRD#: 6465438
AS

Professional summary

Adam R Schaffer is a registered financial advisor currently at A SCHAFFER ADVISOR SERVICES located in Norwalk, Ohio.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Adam has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam R Schaffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2022 - Present

A SCHAFFER ADVISOR SERVICES

RIA
CRD#: 318140
Norwalk, OH
Past

July 17, 2015 - May 15, 2020

BUCKINGHAM CAPITAL MANAGEMENT, INC.

RIA
CRD#: 117984
DAYTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/29/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/16/2015
Uniform Investment Adviser Law Examination

Current Firm

AS
A SCHAFFER ADVISOR SERVICES
A SCHAFFER ADVISOR SERVICES | A. SCHAFFER ADVISORS SERVICES LLC | A. SCHAFFER ADVISOR SERVICES LLC | A SCHAFFER ADVISOR SERVICES LLC

CRD#: 318140 / SEC#:

Ohio
Registered Investment Advisory firm - (4/29/2022 Approved)
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Contact information

Main Address
Norwalk, OH
Mailing Address
Phone number
(419) 706-2964
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 2,261,424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

A SCHAFFER ADVISOR SERVICES

CRD#: 318140Norwalk, OH

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