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BJ

Brad A. Johnson

PH PARTNERS
Austin, TX 78701
Some features on this profile are disabled
CRD#: 6465431
BJ

Professional summary


Brad Altair Johnson, who also goes by Brad Johnson, is a registered financial professional currently at PH PARTNERS, LLC located in Austin, Texas.

Brad is registered as a RR (Registered Representative) and started their career in finance in 2015. Brad has worked at 2 firms and has passed the Series 63, SIE, Series 62, Series 79 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brad Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brad Altair Johnson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 23, 2018 - Present

PH PARTNERS, LLC

Office #1: 515 Congress Avenue Suite 1515, Austin, TX 78701
BD
CRD#: 130790
Austin, TX
Past

April 30, 2015 - September 20, 2017

ERNST & YOUNG CAPITAL ADVISORS, LLC

BD
CRD#: 152514
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/12/2022)
RR
Florida
(4/12/2022)
RR
Illinois
(4/12/2022)
RR
Massachusetts
(4/12/2022)
RR
New York
(4/12/2022)
RR
South Dakota
(1/17/2024)
RR
Texas
(1/8/2019)
RR
Washington
(2/13/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 2/12/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/16/2015
Corporate Securities Limited Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


PP
PH PARTNERS, LLC
EHRENBERG CHESLER SECURITIES, INC | PH PARTNERS, LLC

CRD#: 130790 / SEC#: , 8-66396

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Mailing Address
515 Congress Avenue Suite 1515, Austin, TX 78701
Phone number
+1 (415) 317-1122
Established
Texas since 01/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PERKINS, BENJAMIN WADECEO/CCO/MANAGING MEMBER3162623

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PH PARTNERS, LLC

CRD#: 130790Austin, TX 78701

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