Thomas D. Gandolfi

AE WEALTH MANAGEMENT

Alpharetta, GA 30005

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CRD#: 6464714

Professional summary

Thomas Donald Gandolfi JR. is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Alpharetta, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) THREE BRIDGES FINANCIAL GROUP; YES INVESTMENT RELATED; 5900 WINDWARD PKWY SUITE 500, ALPHARETTA, GA 30005; INSURANCE SALES; PRESIDENT, OWNER, WEALTH MANAGER; START DATE 10/2015; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) THREE BRIDGES FINANCIAL GROUP- FIND A BETTER WAY; NON INVESTMENT RELATED; 1429 MICKELSON CT, DAVENPORT, FL 30040; AUTHOR; OWNER; START DATE: 01/01/2021; APPROX 01 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; AUTHOR 3.) AMERICAN FINANCIAL EDUCATION ALLIANCE (AFEA); NON INVESTMENT RELATED; 8514 MCALPINE PARK DRIVE, #280, CHARLOTTE, NC 28211; CLASSROOM INSTRUCTOR; START DATE: 03/31/2022; APPROX 08 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; CLASSROOM INSTRUCTION FOR FINANCIAL PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Donald Gandolfi JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2021 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 5900 Windward Pkwy Ste 500, Alpharetta, GA 30005

RIA

CRD#: 282580

Alpharetta, GA

Past

January 9, 2024 - January 15, 2024

JOHNSON BRUNETTI

RIA

CRD#: 171168

Alpharetta, GA

Past

March 14, 2018 - April 7, 2021

SOUND INCOME STRATEGIES, LLC

RIA

CRD#: 173272

Alpharetta, GA

Past

February 5, 2016 - March 13, 2018

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Alpharetta, GA

Past

April 27, 2015 - February 4, 2016

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/18/2023)

IAR

Georgia
(4/13/2021)

IAR

Texas
(4/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2015

Uniform Investment Adviser Law Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas D. Gandolfi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Donald Gandolfi JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

JOHNSON BRUNETTI

SOUND INCOME STRATEGIES, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

BROOKSTONE WEALTH ADVISORS, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2015

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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