Maxwell C. Bodette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxwell Clemens Bodette, CFA, CFP® was a registered financial professional .
Maxwell is a previously registered financial professional and started their career in finance in 2015. Maxwell had worked at 4 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2021 - January 21, 2022
BALASA DINVERNO FOLTZ LLC
February 20, 2020 - March 16, 2020
SAVANT WEALTH MANAGEMENT
February 12, 2019 - March 13, 2020
HUBER FINANCIAL
September 4, 2015 - January 26, 2016
SINGER XENOS SCHECHTER SOSLER WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALASA DINVERNO FOLTZ LLC
CRD#: 113630 / SEC#: 801-60368
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,756 |
| AUM (Assets Under Management) | $ 5,917,746,495 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2023 | ||
| 11/02/2022 | ||
| 01/17/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
