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BP

Bradley J. Porter

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CRD#: 6464031
BP
Bradley James Porter

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley James Porter, who also goes by Bradley Porter, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 2015. Bradley had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Bradley Porter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 26, 2024 - July 27, 2026

COMPOUND PLANNING, INC.

RIA
CRD#: 171787
Highlands Ranch, CO
Past

April 3, 2023 - January 31, 2024

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
GREENWOOD VILLAGE, CO
Past

January 8, 2019 - April 3, 2023

PERSONAL CAPITAL ADVISORS CORPORATION

RIA
CRD#: 155172
Denver, CO
Past

March 9, 2017 - February 5, 2018

CRESTONE ASSET MANAGEMENT LLC

RIA
CRD#: 108581
BOULDER, CO
Past

August 22, 2016 - December 31, 2016

CRESTONE ASSET MANAGEMENT LLC

RIA
CRD#: 108581
BOULDER, CO
Past

August 8, 2016 - February 5, 2018

CRESTONE SECURITIES LLC

BD
CRD#: 103981
BOULDER, CO
Past

April 13, 2015 - March 11, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/26/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/2015
General Securities Representative Examination

Current Firm

CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)
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Contact information

Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPOUND PLANNING-FORM ADV, PART 2A BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts6,372
AUM (Assets Under Management)$ 3,025,356,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOUND PLANNING, INC.

CRD#: 171787

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