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Katherine Carmichael Morosani

Katherine C. Morosani

SHARP FINANCIAL
ASHEVILLE, NC
Some features on this profile are disabled
CRD#: 6463924
Katherine Carmichael Morosani

Professional summary

Katherine Carmichael Morosani, AIF®, who also goes by Katherine Morosani, Kiki Morosani, is a registered financial advisor currently at SHARP FINANCIAL located in Asheville, North Carolina and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Katherine has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katherine Morosani | Kiki Morosani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Carmichael Morosani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

February 20, 2026 - Present

SHARP FINANCIAL

RIA
CRD#: 289325
ASHEVILLE, NC
Current

February 18, 2026 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087
BD
CRD#: 40002
Wayne, PA
Past

November 16, 2018 - January 6, 2026

EDWARD JONES

RIA
CRD#: 250
Asheville, NC
Past

November 16, 2018 - January 6, 2026

EDWARD JONES

BD
CRD#: 250
Asheville, NC
Past

December 2, 2016 - November 5, 2018

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
ASHEVILLE, NC
Past

December 2, 2016 - November 5, 2018

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
ASHEVILLE, NC
Past

August 27, 2015 - December 7, 2016

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
ASHEVILLE, NC
Past

July 1, 2015 - December 7, 2016

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
ASHEVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SHARP FINANCIAL
SHARP FINANCIAL | THE SHARP FINANCIAL GROUP | SHARP WEALTH ADVISORY, LLC | SHARP FINANCIAL SERVICES, LLC | SHARP FINANCIAL GROUP

CRD#: 289325 / SEC#: 801-111775

RIA
Registered Investment Advisory firm - (10/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/24/2026)
IAR
North Carolina
(2/20/2026)
RR
North Carolina
(2/23/2026)
RR
South Carolina
(2/23/2026)
RR
Washington
(2/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SHARP FINANCIAL
SHARP FINANCIAL | THE SHARP FINANCIAL GROUP | SHARP WEALTH ADVISORY, LLC | SHARP FINANCIAL SERVICES, LLC | SHARP FINANCIAL GROUP

CRD#: 289325 / SEC#: 801-111775

RIA
Registered Investment Advisory firm - (10/3/2017 Approved)
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Contact information

Main Address
100 Tournament Drive Suite 310, Horsham, PA 19044
Mailing Address
Phone number
(215) 659-2130
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SHARP FINANCIAL SERVICES DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT, WRAP FEE BROCHURE AND PRIVACY POLICY (3/18/2025)

Regulatory assets under management

Total Number of Accounts430
AUM (Assets Under Management)$ 391,897,821

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHARP FINANCIAL

CRD#: 289325Asheville, NC

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Contact information

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