Gregory G. Barishian

AURELIUS FAMILY OFFICE

Chepachet, RI

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CRD#: 6463498

Professional summary

Gregory George Barishian, CFP® is a registered financial advisor currently at AURELIUS FAMILY OFFICE, LLC located in Chepachet, Rhode Island.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Gregory has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory George Barishian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

May 16, 2023 - Present

AURELIUS FAMILY OFFICE, LLC

RIA

CRD#: 323016

Chepachet, RI

Past

February 25, 2019 - September 11, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Chepachet, RI

Past

April 7, 2015 - March 20, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHEPACHET, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AURELIUS FAMILY OFFICE, LLC

CRD#: 323016 / SEC#: 801-126682

RIA

Registered Investment Advisory firm - (10/3/2022 Approved)

Illinois

Registered Investment Advisory firm - (2/15/2023 Terminated)

Ohio

Registered Investment Advisory firm - (2/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(5/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

AURELIUS FAMILY OFFICE, LLC

CRD#: 323016 / SEC#: 801-126682

RIA

Registered Investment Advisory firm - (10/3/2022 Approved)

Illinois

Registered Investment Advisory firm - (2/15/2023 Terminated)

Ohio

Registered Investment Advisory firm - (2/15/2023 Terminated)

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Contact information

Main Address

3 Executive Park Drive Suite 261, Bedford, NH 03110

Mailing Address

Phone number

(603) 413-6060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AURELIUS FAMILY OFFICE, LLC ADV BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	660
AUM (Assets Under Management)	$ 265,861,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/04/2025	Cover Page	Report
08/01/2024	Cover Page	Report
02/15/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory G. Barishian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory George Barishian's CRS (Customer Relationship Summary).

Certified licenses

Experience

AURELIUS FAMILY OFFICE, LLC

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

Primary Firm SEC Registration

AURELIUS FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Current Firm

AURELIUS FAMILY OFFICE, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AURELIUS FAMILY OFFICE, LLC

TRUST BUT VERIFY

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