Aaron B. Vasquez
Professional summary
Aaron Brett Vasquez, who also goes by Aaron Brett Vasquez, Aaron Vasquez, is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Irvine, California.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Aaron has worked at 3 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Brett Vasquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2023 - Present
THE BALDWIN GROUP WEALTH ADVISORS, LLC
Office #1: 2050 Main Street Suite 950, Irvine, CA 92614April 29, 2020 - May 17, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 29, 2020 - May 17, 2023
WELLS FARGO CLEARING SERVICES, LLC
September 24, 2015 - April 10, 2020
EQUITABLE ADVISORS, LLC
August 21, 2015 - April 10, 2020
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
THE BALDWIN GROUP WEALTH ADVISORS, LLC
CRD#: 312284 / SEC#: 801-120404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2023)
Exams
Current Firm
THE BALDWIN GROUP WEALTH ADVISORS, LLC
CRD#: 312284 / SEC#: 801-120404
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
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