Eric Mcneil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Mcneil, who also goes by Eric Reece Mcneil, Eric Mcneil, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2016. Eric had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2021 - March 31, 2023
DIAMOND FINANCIAL INVESTMENT GROUP, L.L.C.
April 24, 2020 - December 31, 2020
PARK AVENUE SECURITIES LLC
September 14, 2017 - January 14, 2020
U.S. BANCORP INVESTMENTS, INC.
August 22, 2016 - September 1, 2017
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/27/2019
General Securities Representative ExaminationCurrent Firm
DIAMOND FINANCIAL INVESTMENT GROUP, L.L.C.
CRD#: 311319 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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