DP
Daniel T. Porter
WESTEND ADVISORS
Chicago, IL
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CRD#: 6462946
DP
Professional summary
Daniel Townsend Porter, CIMA®, who also goes by Townsend Porter, is a registered financial advisor currently at WESTEND ADVISORS, LLC located in Chicago, Illinois and VICTORY CAPITAL SERVICES, INC. located in Charlotte, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Townsend Porter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Townsend Porter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 2, 2022 - Present
WESTEND ADVISORS, LLC
RIA
CRD#: 133279
Chicago, IL
Current
June 15, 2022 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 1001 Morehead Square Drive Suite 600, Charlotte, NC 28203BD
CRD#: 37059
Charlotte, NC
Past
June 27, 2019 - February 1, 2022
WESTEND ADVISORS, LLC
RIA
CRD#: 133279
CHARLOTTE, NC
Past
May 27, 2015 - May 30, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
DOWNERS GROVE, IL
Past
April 23, 2015 - May 30, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WESTEND ADVISORS, LLC
SOUTHVIEW PARTNERS | WESTEND ADVISORS, LLC | SOUTHVIEW PARTNERS, LLC
CRD#: 133279 / SEC#: 801-63626
RIA
Registered Investment Advisory firm - (3/18/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/18/2023)
RR
Alaska(5/23/2023)
RR
Arizona(5/22/2023)
RR
Arkansas(5/22/2023)
RR
California(5/17/2023)
RR
Colorado(5/18/2023)
RR
Connecticut(5/16/2023)
RR
Delaware(5/24/2023)
RR
District of Columbia(5/17/2023)
RR
Florida(5/17/2023)
RR
Georgia(5/18/2023)
RR
Hawaii(6/14/2023)
RR
Idaho(5/18/2023)
IAR
Illinois(3/2/2022)
RR
Illinois(5/17/2023)
RR
Indiana(5/23/2023)
RR
Iowa(5/19/2023)
RR
Kansas(5/17/2023)
RR
Kentucky(5/19/2023)
RR
Louisiana(5/22/2023)
RR
Maine(5/16/2023)
RR
Maryland(5/19/2023)
RR
Massachusetts(5/16/2023)
RR
Michigan(5/18/2023)
RR
Minnesota(5/31/2023)
RR
Mississippi(5/18/2023)
RR
Missouri(5/17/2023)
RR
Montana(5/19/2023)
RR
Nebraska(5/16/2023)
RR
Nevada(5/22/2023)
RR
New Hampshire(5/18/2023)
RR
New Jersey(6/22/2023)
RR
New Mexico(5/18/2023)
RR
New York(5/28/2023)
IAR
North Carolina(3/2/2022)
RR
North Carolina(5/25/2023)
RR
North Dakota(5/22/2023)
RR
Ohio(5/16/2023)
RR
Oklahoma(5/18/2023)
RR
Oregon(5/16/2023)
RR
Pennsylvania(5/17/2023)
RR
Puerto Rico(5/30/2023)
RR
Rhode Island(5/23/2023)
RR
South Carolina(5/24/2023)
RR
South Dakota(6/8/2023)
RR
Tennessee(5/18/2023)
RR
Texas(5/17/2023)
RR
Utah(5/16/2023)
RR
Vermont(5/18/2023)
RR
Virginia(5/18/2023)
RR
Washington(5/18/2023)
RR
West Virginia(6/26/2023)
RR
Wisconsin(5/16/2023)
RR
Wyoming(5/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WESTEND ADVISORS, LLC
SOUTHVIEW PARTNERS | WESTEND ADVISORS, LLC | SOUTHVIEW PARTNERS, LLC
CRD#: 133279 / SEC#: 801-63626
RIA
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Contact information
Main Address
1001 Morehead Square Drive Suite 600, Charlotte, NC 28203
Mailing Address
Phone number
(704) 556-9300
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,002 |
| AUM (Assets Under Management) | $ 1,699,961,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
