Alejandro J. Carvalho Rodriguez
Professional summary
Alejandro Javier Carvalho Rodriguez, who also goes by Alejandro Carvalho, Alex Carvalho, Alejandro Javier Carvalho Rodriguez, Alejandro Carvalho Rodriguez, Alejandro Carvalho-rodriguez, is a registered financial advisor currently at PLANNING TRAIL INVESTMENTS, LLC located in Lawrence, Kansas.
Alejandro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alejandro has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alejandro Javier Carvalho Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
PLANNING TRAIL INVESTMENTS, LLC
January 30, 2017 - July 30, 2019
EDWARD JONES
January 30, 2017 - July 30, 2019
EDWARD JONES
March 9, 2016 - January 10, 2017
MML INVESTORS SERVICES, LLC
February 29, 2016 - January 10, 2017
MML INVESTORS SERVICES, LLC
May 29, 2015 - February 9, 2016
ON INVESTMENT MANAGEMENT CO
May 27, 2015 - February 9, 2016
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2020)
Exams
Current Firm
PLANNING TRAIL INVESTMENTS, LLC
CRD#: 305686 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 1,946,122 |
Red Flags
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