Robert L. Dimarino

RED OAK FINANCIAL GROUP

Towson, MD 21204

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CRD#: 6461863

Professional summary

Robert Lloyd Dimarino Jr., who also goes by Robert Lloyd Dimarino, Rob Dimarino Jr., Robert Lloyd Dimarino Jr., is a registered financial advisor currently at RED OAK FINANCIAL GROUP located in Towson, Maryland and LPL FINANCIAL LLC located in Towson, Maryland.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Lloyd Dimarino | Rob Dimarino Jr. | Robert Lloyd Dimarino Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/15/2021 - Red Oak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2022. 2. 01/26/2022 - Red Oak Financial Group, LLC - DBA: Red Oak Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/03/2022 - 100 Hours Per Month/100 Hours During Securities Trading - Time Spent 63%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lloyd Dimarino Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2019 - Present

RED OAK FINANCIAL GROUP

Office #1: 403 Allegheny Avenue, Towson, MD 21204

RIA

CRD#: 166912

Towson, MD

Current

August 1, 2016 - Present

LPL FINANCIAL LLC

Office #1: 403 Allegheny Ave, Towson, MD 21204-4214

RIA

CRD#: 6413

Towson, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RED OAK FINANCIAL GROUP

COMPTON FINANCIAL GROUP | RED OAK RETIREMENT | RED OAK FINANCIAL GROUP | COMPTON FINANCIAL GROUP, LLC

CRD#: 166912 / SEC#: 801-80860

RIA

Registered Investment Advisory firm - (1/21/2015 Approved)

Maryland

Registered Investment Advisory firm - (5/26/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(8/1/2016)

IAR

Maryland
(7/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RED OAK FINANCIAL GROUP

COMPTON FINANCIAL GROUP | RED OAK RETIREMENT | RED OAK FINANCIAL GROUP | COMPTON FINANCIAL GROUP, LLC

CRD#: 166912 / SEC#: 801-80860

RIA

Registered Investment Advisory firm - (1/21/2015 Approved)

Maryland

Registered Investment Advisory firm - (5/26/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2015 Terminated)

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Contact information

Main Address

403 Allegheny Avenue, Towson, MD 21204

Mailing Address

Phone number

(410) 321-0168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RED OAK DISCLOSURE BROCHURE (10/16/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 836,788,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Dimarino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lloyd Dimarino Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

RED OAK FINANCIAL GROUP

LPL FINANCIAL LLC

Primary Firm SEC Registration

RED OAK FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2019

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2016

FINRA

Current Firm

RED OAK FINANCIAL GROUP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RED OAK FINANCIAL GROUP

TRUST BUT VERIFY

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