Thomas J. Mcnulty
Professional summary
Thomas Jude Mcnulty, who also goes by Thomas J Mcnulty, Thomas Jude Mcnulty, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2015. Thomas has worked at 6 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Jude Mcnulty's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003December 19, 2023 - July 9, 2024
STONEHAVEN, LLC
January 6, 2023 - November 15, 2023
FOCUS SECURITIES LLC
September 8, 2022 - January 3, 2023
CHIRON SECURITIES LLC
July 10, 2017 - April 29, 2020
B. RILEY SECURITIES, INC.
September 28, 2015 - June 9, 2017
ANKURA CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2024)
(7/25/2024)
Exams
Series 82TO
Date: 7/27/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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