Parker W. Mosley

THE PACIFIC FINANCIAL GROUP

Germantown, TN

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CRD#: 6461288

Professional summary

Parker William Mosley, AIF® is a registered financial advisor currently at THE PACIFIC FINANCIAL GROUP, INC. located in Germantown, Tennessee.

Parker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Parker has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker William Mosley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 10, 2017 - Present

THE PACIFIC FINANCIAL GROUP, INC.

RIA

CRD#: 105203

Germantown, TN

Past

June 30, 2016 - February 28, 2017

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 126052

Nashville, TN

Past

March 4, 2016 - March 22, 2016

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/12/2021)

IAR

Washington
(4/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2016

Uniform Investment Adviser Law Examination

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

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Contact information

Main Address

1920 Adelicia Street Suite 500, Nashville, TN 37212

Mailing Address

900 20th Avenue South Suite 500, Nashville, TN 37212

Phone number

(425) 451-7722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TPFG.FORM ADV 2A.09.11.25.FINAL (9/11/2025)

Regulatory assets under management

Total Number of Accounts	18,959
AUM (Assets Under Management)	$ 4,111,414,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Parker W. Mosley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker William Mosley's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE PACIFIC FINANCIAL GROUP, INC.

FREEDOM INVESTMENT MANAGEMENT, INC.

CURIAN CAPITAL, LLC

Primary Firm SEC Registration

THE PACIFIC FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2016

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PACIFIC FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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