Karina R. Kingman

SPECTRUM ADVISORS

PLANO, TX 75093

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CRD#: 6461115

Professional summary

Karina Robin Kingman is a registered financial advisor currently at SPECTRUM ADVISORS, INC. located in Plano, Texas.

Karina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Karina has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karina Robin Kingman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2025 - Present

SPECTRUM ADVISORS, INC.

Office #1: 2805 Dallas Parkway, Ste 200, Plano, TX 75093

RIA

CRD#: 114805

PLANO, TX

Past

July 1, 2024 - April 9, 2025

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

PLANO, TX

Past

August 15, 2023 - November 14, 2024

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM ADVISORS, INC.

CRD#: 114805 / SEC#: 801-126099

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Colorado

Registered Investment Advisory firm - (7/29/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2023

Uniform Investment Adviser Law Examination

Current Firm

SPECTRUM ADVISORS, INC.

CRD#: 114805 / SEC#: 801-126099

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Colorado

Registered Investment Advisory firm - (7/29/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/18/2022 Terminated)

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Contact information

Main Address

2805 Dallas Parkway, Ste 200, Plano, TX 75093

Mailing Address

Phone number

(972) 931-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE- DECEMBER 2025 (1/2/2026)

Regulatory assets under management

Total Number of Accounts	870
AUM (Assets Under Management)	$ 149,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karina R. Kingman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karina Robin Kingman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPECTRUM ADVISORS, INC.

FOCUS PARTNERS WEALTH, LLC

BUCKINGHAM STRATEGIC WEALTH, LLC

Primary Firm SEC Registration

SPECTRUM ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2023

Current Firm

SPECTRUM ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM ADVISORS, INC.

TRUST BUT VERIFY

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