Anthony S. Pisani

STONE WALL MONEY MANAGEMENT LLC

SHELTON, CT 06484

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CRD#: 6460411

Professional summary

Anthony Salvatore Pisani, who also goes by Anthony Salvatore Pisani, is a registered financial advisor currently at STONE WALL MONEY MANAGEMENT LLC located in Shelton, Connecticut.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Anthony has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Salvatore Pisani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Strategies for Retirement, LLC Investment Related?: Yes Address of other business: Shelton, CT Nature of other business: Selling of Insurance and Annuities Your position: Insurance Agent Start Date: 10/2023; How many hours you devote to the other business per month: 80 How many hours you devote to the other business during securities trading hours: 80 Briefly describe your duties: Selling of insurance and annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Salvatore Pisani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2024 - Present

STONE WALL MONEY MANAGEMENT LLC

Office #1: 100 Beard Sawmill Road Suite 275, Shelton, CT 06484

RIA

CRD#: 331409

SHELTON, CT

Past

January 31, 2024 - November 1, 2024

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Shelton, CT

Past

February 3, 2023 - November 21, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PROSPECT, CT

Past

June 21, 2022 - November 21, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PROSPECT, CT

Past

September 10, 2018 - June 18, 2021

KEY INVESTMENT SERVICES LLC

CRD#: 136300

Wallingford, CT

Past

April 2, 2015 - August 31, 2018

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

NORTH HAVEN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/30/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/2/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STONE WALL MONEY MANAGEMENT LLC

CRD#: 331409 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/17/2024 Approved)

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Contact information

Main Address

100 Beard Sawmill Road Suite 275, Shelton, CT 06484

Mailing Address

Phone number

(203) 372-4442

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 4,010,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony S. Pisani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Salvatore Pisani's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS WEALTH MANAGEMENT, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

KEY INVESTMENT SERVICES LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2023

Series 63

Date: 4/14/2015

Series 7TO

Date: 6/30/2019

SIE

Date: 10/1/2018

Series 6

Date: 4/2/2015

Current Firm

STONE WALL MONEY MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONE WALL MONEY MANAGEMENT LLC

TRUST BUT VERIFY

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