Jesse Shepherd
NWF ADVISORY SERVICES
FORT WAYNE, IN 46845
Some features on this profile are disabled
CRD#: 6460020
Professional summary
Jesse Shepherd is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Fort Wayne, Indiana and OSAIC WEALTH, INC. located in Fort Wayne, Indiana.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jesse has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. -Fixed insurance business approximately 5 hours a month -Ameriflex Group RIA -investment-related -Shepherd Legacy Financial (10729 Coldwater Rd. Fort Wayne, IN. 46845) - investment-related -Financial advisor working approximately 160 hours monthly -Start date of 5/2019 2. SHEPHERD LEGACY FINANCIAL POSITION: Financial Advisor NATURE: This is a DBA operating as an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2024 ADDRESS: 19729 Coldwater Rd, Suite 200, Fort Wayne IN 46845, United States DESCRIPTION: I am a financial advisor working under this LLC as a DBA 3. JESSE SHEPHERD INSURANCE AGENT POSITION: Insurance agent NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/20/2024 ADDRESS: 19729 Coldwater Rd, Suite 200, Fort Wayne IN 46845, United States DESCRIPTION: Sell and service insurance and annuities 4. NWF ADVISORY SERVICES INC. POSITION: Investment Advisor Representative NATURE: Corporation ^ Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 06/23/2025 ADDRESS: 10729 Coldwater Road, Suite 200, Fort Wayne IN 46845, United States DESCRIPTION: I provide advisory services such as wrap, fee accounts, and financial plans. i devote about 3/4 of my time to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 10729 Coldwater Rd. Suite 200, Fort Wayne, IN 46845RIA
CRD#: 110410
FORT WAYNE, IN
Current
June 20, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 10729 Coldwater Rd Suite 200, Fort Wayne, IN 46845RIA
BD
CRD#: 23131
FORT WAYNE, IN
Past
June 20, 2024 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Fort Wayne, IN
Past
March 23, 2021 - June 21, 2024
EDWARD JONES
RIA
CRD#: 250
Fort Wayne, IN
Past
March 1, 2021 - June 21, 2024
EDWARD JONES
BD
CRD#: 250
Fort Wayne, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/20/2024)
RR
Colorado(6/20/2024)
RR
Florida(6/20/2024)
RR
Georgia(6/20/2024)
RR
Illinois(6/20/2024)
RR
Indiana(6/20/2024)
IAR
Indiana(5/21/2025)
RR
Kentucky(6/20/2024)
RR
Louisiana(6/20/2024)
RR
Maryland(6/20/2024)
RR
Michigan(6/20/2024)
RR
North Carolina(6/28/2024)
RR
Ohio(6/20/2024)
RR
Oregon(6/20/2024)
RR
Tennessee(6/20/2024)
RR
Texas(6/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
