Nita P. Singhal

NEW DAY WEALTH MANAGEMENT

Sugarland, TX

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CRD#: 6459883

Professional summary

Nita Pankaj Singhal, who also goes by Nita Girdharilal Chokhani, is a registered financial advisor currently at NEW DAY WEALTH MANAGEMENT, LLC located in Sugarland, Texas and ST. BERNARD FINANCIAL SERVICES, INC. located in Russellville, Arkansas.

Nita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Nita has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nita Girdharilal Chokhani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LEGACY WEALTH PLANNER- DBA FOR INVESTMENT-RELATED BUSINESS. 2.) NP TRADING CONSULTANCY- NOT INVESTMENT-RELATED; 13 Lake Mist DR, SUGAR LAND, TX 77479; ENTITY FOR PERSONAL SECURITIES TRADING ACCOUNTS; STARTED 12/11/2018; 60 HOURS PER MONTH DURING TRADING HOURS; THIS ENTITY IS FOR TRADING ACCOUNTS OWNED BY THE RR AND HER HUSBAND. 3.) SEVEN SOLUTIONS CONSULTANCY- NOT INVESTMENT-RELATED; 13 Lake Mist DR, SUGAR LAND, TX 77479; PASSIVE OWNER IN SOFTWARE-RELATED CONSULTANCY BUSINESS; STARED 01/01/2021; LESS THAN 1 HOUR PER MONTH. 4.) INSURANCE BUSINESS- NOT INVESTMENT-RELATED; 13 Lake Mist DR, SUGAR LAND, TX 77479; HEALTH/P7C/FIXED ANNUITIES/LIFE INSURANCE BUSINESS; STARTED 07/2016; 80 HOURS PER MONTH; INSURANCE RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nita Pankaj Singhal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

NEW DAY WEALTH MANAGEMENT, LLC

RIA

CRD#: 327224

Sugarland, TX

Current

November 22, 2024 - Present

ST. BERNARD FINANCIAL SERVICES, INC.

Office #1: 1609 West Main St., Russellville, AR 72801

RIA

CRD#: 36956

Russellville, AR

Past

July 18, 2024 - November 27, 2024

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

Plano, TX

Past

July 18, 2024 - November 27, 2024

SAXONY SECURITIES, INC.

CRD#: 115547

Plano, TX

Past

March 25, 2017 - July 22, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SUGAR LAND, TX

Past

March 25, 2017 - July 22, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

SUGAR LAND, TX

Past

November 24, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SHELTON, CT

Past

June 10, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW DAY WEALTH MANAGEMENT, LLC

CRD#: 327224 / SEC#: 801-129184

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arkansas
(12/5/2024)

Connecticut
(1/29/2025)

Texas
(11/22/2024)

IAR

Texas
(12/11/2024)

Virginia
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEW DAY WEALTH MANAGEMENT, LLC

CRD#: 327224 / SEC#: 801-129184

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

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Contact information

Main Address

1609 West Main, Russellville, AR 72801

Mailing Address

Phone number

(479) 967-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV BROCHURE 07-01-25 (7/17/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 355,140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nita P. Singhal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nita Pankaj Singhal's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. BERNARD FINANCIAL SERVICES, INC.

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NEW DAY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2015

FINRA

Current Firm

NEW DAY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW DAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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