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AE

Alexandre F. Elbaz

MAGEN FINANCIAL
New York, NY 10036
Some features on this profile are disabled
CRD#: 6459367
AE

Professional summary

Alexandre F Elbaz is a registered financial professional currently at MAGEN FINANCIAL LLC located in New York, New York.

Alexandre is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexandre has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexandre F Elbaz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2021 - Present

MAGEN FINANCIAL LLC

Office #1: 1500 Broadway 25th Floor, New York, NY 10036
BD
CRD#: 305174
New York, NY
Past

May 15, 2015 - April 27, 2021

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/1/2021)
RR
New York
(7/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/29/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MAGEN FINANCIAL LLC
ATHENA A DIVISION OF MAGEN FINANCIAL LLC | VISION A DIVISION OF MAGEN FINACIAL LLC | SHIELD A DIVISION OF MAGEN FINANCIAL LLC | NOMAD A DIVISION OF MAGEN FINANCIAL LLC | MERCURY A DIVISION OF MAGEN FINANCIAL LLC | MAGEN FINANCIAL LLC | AZUR A DIVISION OF MAGEN FINANCIAL LLC | ATLAS A DIVISION OF MAGEN FINANCIAL LLC

CRD#: 305174 / SEC#: , 8-70397

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1500 Broadway 25th Floor, New York, NY 10036
Mailing Address
1500 Broadway 25th Floor, New York, NY 10036
Phone number
(212) 291-7702
Established
Delaware since 07/16/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HYBER HOLDINGS LLCDIRECT OWNER
BARTHES, DAVYCEO5726005
BARTHES, JOHANN BRIAN ROBINPRESIDENT5740524
TREARS, JOHN PATRICKPARTNER COO/CFO/CCO2837461

Red Flags

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Company Information

MAGEN FINANCIAL LLC

CRD#: 305174New York, NY 10036

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