John A. Hathaway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Hathaway, who also goes by Andrew Hathaway, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2015. John had worked at 6 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2025 - March 30, 2026
TRINITY WEALTH
August 19, 2022 - March 28, 2025
SIMPLICITY WEALTH
April 16, 2019 - July 18, 2022
J. W. COLE ADVISORS, INC.
November 9, 2017 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
February 6, 2017 - September 19, 2017
PERSONAL CAPITAL ADVISORS CORPORATION
March 6, 2015 - February 7, 2017
ALPHASTAR CAPITAL MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
TRINITY WEALTH
CRD#: 325294 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 8,372,473 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
