John A. Hathaway

TRINITY WEALTH

DENVER, CO 80238-3135

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CRD#: 6459060

Professional summary

John Andrew Hathaway, who also goes by Andrew Hathaway, is a registered financial advisor currently at TRINITY WEALTH located in Denver, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Hathaway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name: Virtual Assist. Investment-related: No. Address: Denver, CO. Nature: Virtual Assistant Agency. Position: Founder. Start Date: 10/2024. Approximate hours per month: 80. Approximate hours per month during securities trading hours: 40. Duties: Strategic Planning, Client Relationship Management. Holds final interviews for VAs and other internal positions. (2) Name: Hathaway College Funding. Investment-related: No. Address: Denver, CO. Nature: College Saving Education. Position: Founder and College Funding Specialist. Start Date: 05/2017. Approximate hours per month: 120. Approximate hours per month during securities trading hours: 60. Duties: Host educational workshops about strategies to maximize financial aid, walk clients through implementing a college funding strategy. (3) Name: Hathaway Companies. Investment-related: No. Address: Denver, CO. Nature: College Funding Specialist Firm. Position: Founder. Start Date: 1/2017. Approximate hours per month: 10. Approximate hours per month during securities trading hours: 10. Duties: Financial Assessment and College Funding Strategies, Retirement Planning and Strategy Development, Investment Advice and Portfolio Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Hathaway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2025 - Present

TRINITY WEALTH

Office #1: 8354 E. Northfield Blvd. Unit 3700, Denver, CO 80238-3135

RIA

CRD#: 325294

DENVER, CO

Past

August 19, 2022 - March 28, 2025

SIMPLICITY WEALTH

RIA

CRD#: 300572

Denver, CO

Past

April 16, 2019 - July 18, 2022

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Denver, CO

Past

November 9, 2017 - April 23, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

GLENDALE, CO

Past

February 6, 2017 - September 19, 2017

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

DENVER, CO

Past

March 6, 2015 - February 7, 2017

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

CORNELIUS, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2015

Uniform Investment Adviser Law Examination

Current Firm

TRINITY WEALTH

TRINITY WEALTH | TRINITY WEALTH PARTNERS, LLC | TRINITY WEALTH PARTNERS

CRD#: 325294 / SEC#:

Colorado

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

8354 E. Northfield Blvd. Unit 3700, Denver, CO 80238-3135

Mailing Address

Phone number

(720) 260-4235

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 8,372,473

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Hathaway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Hathaway's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY WEALTH

SIMPLICITY WEALTH

J. W. COLE ADVISORS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

PERSONAL CAPITAL ADVISORS CORPORATION

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2015

Current Firm

TRINITY WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRINITY WEALTH

TRUST BUT VERIFY

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