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JH

John Andrew Hathaway

CRD# 6459060·Registered 2015 - 2026
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Andrew Hathaway, who also goes by Andrew Hathaway, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2015 - 2026. John had worked at 6 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Hathaway

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

Past

TRINITY WEALTHPast·CRD# 325294
RIA
Denver, CO
March 28, 2025 - March 30, 2026
SIMPLICITY WEALTHPast·CRD# 300572
RIA
Denver, CO
August 19, 2022 - March 28, 2025
J. W. COLE ADVISORS, INC.Past·CRD# 112294
RIA
Denver, CO
April 16, 2019 - July 18, 2022
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Past·CRD# 132070
RIA
Glendale, CO
November 9, 2017 - April 23, 2019
PERSONAL CAPITAL ADVISORS CORPORATIONPast·CRD# 155172
RIA
Denver, CO
February 6, 2017 - September 19, 2017
ALPHASTAR CAPITAL MANAGEMENTPast·CRD# 157423
RIA
Cornelius, NC
March 6, 2015 - February 7, 2017

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Current Firm

TW
TRINITY WEALTH

TRINITY WEALTH | TRINITY WEALTH PARTNERS, LLC | TRINITY WEALTH PARTNERS

CRD#: 325294
Colorado
Registered Investment Advisory firm - Colorado (10/13/2023 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (10/12/2026 Approved)

Contact Information

Main Address

6105 S. Main St. Ste. 200, Aurora, CO 80016

Phone Number

(720) 260-4235

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

70

AUM (Assets Under Management)

$18,505,328

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name: Virtual Assist. Investment-related: No. Address: Denver, CO. Nature: Virtual Assistant Agency. Position: Founder. Start Date: 10/2024. Approximate hours per month: 80. Approximate hours per month during securities trading hours: 40. Duties: Strategic Planning, Client Relationship Management. Holds final interviews for VAs and other internal positions.
(2) Name: Hathaway College Funding. Investment-related: No. Address: Denver, CO. Nature: College Saving Education. Position: Founder and College Funding Specialist. Start Date: 05/2017. Approximate hours per month: 120. Approximate hours per month during securities trading hours: 60. Duties: Host educational workshops about strategies to maximize financial aid, walk clients through implementing a college funding strategy.
(3) Name: Hathaway Companies. Investment-related: No. Address: Denver, CO. Nature: College Funding Specialist Firm. Position: Founder. Start Date: 1/2017. Approximate hours per month: 10. Approximate hours per month during securities trading hours: 10. Duties: Financial Assessment and College Funding Strategies, Retirement Planning and Strategy Development, Investment Advice and Portfolio Management.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2015About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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