Connor P. Joyce
CWA ASSET MANAGEMENT GROUP | Financial Consultant
St. Petersburg, FL
Some features on this profile are disabled
CRD#: 6459005
Professional summary
Connor Patrick Joyce, CFP® is a registered financial advisor currently at CWA ASSET MANAGEMENT GROUP located in St. Petersburg, Florida.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Connor has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant and CFP® professional, I help my clients build their own personalized financial plan to help make the complex world of investing simple and understandable. Uncovering and identifying what is important to my clients allows me to combine my knowledge and experience in financial planning with Fidelity's industry leading tools, resources, and products. I hope to bring clarity and confidence to your financial goals.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Education Planning
Estate Planning
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Connor Patrick Joyce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Education
University of Kentucky
Bachelor of Business Administration - Finance and Economics
2015
Experience
Current
April 19, 2024 - Present
CWA ASSET MANAGEMENT GROUP
RIA
CRD#: 158940
St. Petersburg, FL
Past
July 13, 2018 - April 23, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NAPLES, FL
Past
April 17, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
February 26, 2016 - April 23, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CWA ASSET MANAGEMENT GROUP
BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS
CRD#: 158940 / SEC#: 801-79715
RIA
Registered Investment Advisory firm - (5/22/2014 Approved)Florida
Registered Investment Advisory firm - (5/23/2014 Terminated)Nebraska
Registered Investment Advisory firm - (5/23/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/23/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CWA ASSET MANAGEMENT GROUP
BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS
CRD#: 158940 / SEC#: 801-79715
RIA
Registered Investment Advisory firm - (5/22/2014 Approved)Florida
Registered Investment Advisory firm - (5/23/2014 Terminated)Nebraska
Registered Investment Advisory firm - (5/23/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/23/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9130 Galleria Court Third Floor, Naples, FL 34109
Mailing Address
Phone number
(239) 434-7434
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,702 |
| AUM (Assets Under Management) | $ 4,065,327,201 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 12/20/2024 | ||
| 10/13/2023 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CWA ASSET MANAGEMENT GROUP
Financial ConsultantCRD#: 158940St. Petersburg, FLTRUST BUT VERIFY
Monitor Connor Joyce
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
