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ML

Michael Los

CONGRESS PARK CAPITAL LLC
SARATOGA SPRINGS, NY 12866
Some features on this profile are disabled
CRD#: 6458985
ML

Professional summary

Michael Los, who also goes by Michael B. Los, Mike Los, is a registered financial advisor currently at CONGRESS PARK CAPITAL LLC located in Saratoga Springs, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael B. Los | Mike Los

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Safeco Alarm Systems, Inc.; Not Investment Related; 642 Broadway Kingston NY; Commercial and Residential Fire and Security Systems; Financial and General Management member; September 1, 2010; 20 Hours; 6 Hours; Mr. Los provides financial reviews and business strategy consultations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Los's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2017 - Present

CONGRESS PARK CAPITAL LLC

Office #1: 57 Phila Street, Saratoga Springs, NY 12866
RIA
CRD#: 150309
SARATOGA SPRINGS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONGRESS PARK CAPITAL LLC
CONGRESS PARK CAPITAL LLC

CRD#: 150309 / SEC#: 801-70181

RIA
Registered Investment Advisory firm - (5/6/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(4/12/2017)
IAR
New York
(3/29/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/2017
Uniform Investment Adviser Law Examination

Current Firm

CP
CONGRESS PARK CAPITAL LLC
CONGRESS PARK CAPITAL LLC

CRD#: 150309 / SEC#: 801-70181

RIA
Registered Investment Advisory firm - (5/6/2009 Approved)
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Contact information

Main Address
57 Phila Street, Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 339-4335
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CPC - ADV PART 2A: FIRM BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts392
AUM (Assets Under Management)$ 366,480,628

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONGRESS PARK CAPITAL LLC

CRD#: 150309Saratoga Springs, NY 12866

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