Katarzyna Richardson

EXPRESSIVE WEALTH LLC

CHICAGO, IL 60631

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CRD#: 6458853

Professional summary

Katarzyna Richardson, who also goes by Katarzyna Malgorzata Kaplita, Kat Labra, Katarzyna Malgorzata Labra, Katarzyna Labra, Kasia Richardson, is a registered financial advisor currently at EXPRESSIVE WEALTH LLC located in Chicago, Illinois.

Katarzyna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Katarzyna has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katarzyna Malgorzata Kaplita | Kat Labra | Katarzyna Malgorzata Labra | Katarzyna Labra | Kasia Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katarzyna Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

EXPRESSIVE WEALTH LLC

Office #1: 6650 N Northwest Hwy Suite 1w, Chicago, IL 60631

RIA

CRD#: 329974

CHICAGO, IL

Past

July 30, 2020 - July 21, 2022

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

WESTLAKE, TX

Past

April 16, 2019 - March 24, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

April 11, 2015 - March 20, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXPRESSIVE WEALTH LLC

CRD#: 329974 / SEC#: 801-129561

RIA

Registered Investment Advisory firm - (2/23/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2015

General Securities Representative Examination

Current Firm

EXPRESSIVE WEALTH LLC

CRD#: 329974 / SEC#: 801-129561

RIA

Registered Investment Advisory firm - (2/23/2024 Approved)

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Contact information

Main Address

6650 N Northwest Hwy Suite 1w, Chicago, IL 60631

Mailing Address

Phone number

(847) 595-8812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 131,082,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katarzyna Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katarzyna Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

EXPRESSIVE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2024

Series 63

Date: 4/20/2015

Series 7TO

Date: 8/29/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2015

Current Firm

EXPRESSIVE WEALTH LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXPRESSIVE WEALTH LLC

TRUST BUT VERIFY

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