Or Lotan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Or Lotan was a registered financial professional .
Or is a previously registered financial professional and started their career in finance in 2015. Or had worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2021 - March 25, 2022
PROMETHEUM ATS
March 20, 2017 - June 6, 2023
CIRRUS RESEARCH, LLC
October 30, 2015 - December 11, 2015
GORDON, HASKETT CAPITAL CORPORATION
October 30, 2015 - December 14, 2015
GORDON, HASKETT & CO.
October 16, 2015 - September 6, 2016
PSG EXECUTIONS, INC.
October 16, 2015 - September 6, 2016
PRINCETON SECURITIES GROUP, LLC
June 11, 2015 - June 15, 2015
GLOBAL DIRECT EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PROMETHEUM ATS
CRD#: 311636 / SEC#: , 8-70624
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
