BZ
Brandon E. Zisa
VOYA FINANCIAL ADVISORS
Toms River, NJ 08753
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CRD#: 6458623
BZ
Brandon E ZisaVOYA FINANCIAL ADVISORS
Professional summary
Brandon E Zisa, who also goes by Brandon Zisa, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Toms River, New Jersey.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brandon has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Aliases
Brandon Zisa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
732 PRODUCTIONS, LLC; DBA POETS DOWN HERE, LLC POSITION: Co-owner NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 18 Unity Court, Middletown NJ 07748, United States DESCRIPTION: Video Production - Documentaries LUNCHBOX.IO POSITION: Mentor/Advisor NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/20/2022 ADDRESS: 1216 Broadway, Suite 305, New York NY 10001, United States DESCRIPTION: Restaurant technology/mentor on client support and operations PINE BEACH LAND USE BOARD POSITION: Committee Board Member NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2023 ADDRESS: 599 Pennsylvania Ave, Pine Beach NJ 08741, United States DESCRIPTION: Attend monthly meetings/vote 732 FINANCIAL POSITION: Financial Advisor & Founder NATURE: LLC established to act as a DBA for retail financial advisory practice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2023 ADDRESS: 100 Motor Road, Pine Beach NJ 08741, United States DESCRIPTION: Financial Advisor/Owner.732 Financial is my dba name to conduct all retail activity. Services included: Financial Planning, Wealth Management, Insurance INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/17/2024 ADDRESS: 100 Motor Road, Pine Beach NJ 08741, United States DESCRIPTION: Sales of fixed insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon E Zisa's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandon E Zisa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 70 E Water St, Toms River, NJ 08753RIA
BD
CRD#: 2882
Toms River, NJ
Current
April 10, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 70 E Water St, Toms River, NJ 08753RIA
BD
CRD#: 2882
Toms River, NJ
Past
October 31, 2023 - April 12, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Toms River, NJ
Past
October 30, 2023 - April 12, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Toms River, NJ
Past
April 20, 2015 - March 11, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WOODBRIDGE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/28/2024)
RR
Delaware(7/19/2024)
RR
District of Columbia(10/8/2024)
RR
Maine(4/10/2024)
RR
New Jersey(4/10/2024)
IAR
New Jersey(4/26/2024)
RR
New York(4/10/2024)
IAR
New York(5/1/2024)
RR
Pennsylvania(5/28/2024)
RR
South Carolina(7/2/2026)
RR
Virginia(4/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Toms River, NJ 08753TRUST BUT VERIFY
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