Ruth Marcela Gener
Professional Summary
Ruth Marcela Gener, who also goes by Ruth Marcela Herrera, is a registered financial advisor currently at ITAU INTERNATIONAL SECURITIES INC. located in Miami, Florida. Ruth is registered as a RR (Registered Representative) and started their career in finance in 2015. Ruth has worked at 1 firm and has passed the SIE, Series 7 and Series 99 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ruth Marcela Herrera
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ITAU EUROPA SECURITIES INC. | ITAU SECURITIES | ITAU INTERNATIONAL SECURITIES INC.
Contact Information
Main Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Mailing Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Phone Number
(305) 416-7813Established
Delaware since 03/08/2007Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
33FINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITAU BBA INTERNATIONAL PLC | DIRECT OWNER | — |
| AAGESEN, MARCELO | DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS | 6905674 |
| BEYRUTI, FERNANDO MATTAR | DIRECTOR AND CHAIRMAN | 6629310 |
| BRITO DE LIMA, MARCIO | HEAD INVESTOR | 6954691 |
| COHEN, ALAN MARCEL | HEAD TRADER | 6921752 |
| DE AVILLA RODRIGUES, ROMARIO | HEAD OF OPERATIONS, PRINCIPAL OPERATIONS OFFICER | 8031971 |
| DE OLIVEIRA MARQUES, FERNANDO LUIZ | HEAD OF COMMERCIAL | 7861011 |
| GAITAN, SARA CATALINA | CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4733588 |
| GAMBA, THIAGO DA SILVA | CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI | 6622732 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 3219445 |
| MOREIRA, PERCY AUGUSTO | DIRECTOR | 4882443 |
Regulatory Assets Under Management
Total Number of Accounts
34AUM (Assets Under Management)
$48,024,496Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/28/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ruth Marcela Gener's CRS (Customer Relationship Summary).
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