David Arthur Monk II | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Arthur Monk II, who also goes by David Arthur Monk, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2015. David had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

David Arthur Monk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 12, 2021 - July 28, 2021

TLG ADVISORS, INC.

RIA

CRD#: 111052

Lafayette, LA

Past

December 19, 2020 - July 28, 2021

THE LEADERS GROUP, INC.

BD

CRD#: 37157

SUMMIT, NJ

Past

December 17, 2020 - June 14, 2021

TLG ADVISORS, INC.

RIA

CRD#: 111052

Lafayette, LA

Past

August 23, 2018 - December 27, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Pineville, LA

Past

August 23, 2018 - December 27, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD

CRD#: 18272

PINEVILLE, LA

Past

May 5, 2017 - May 3, 2018

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Alexandria, LA

Past

May 5, 2017 - May 3, 2018

CAPITAL ONE INVESTING, LLC

BD

CRD#: 45744

Houston, TX

Past

June 2, 2015 - December 8, 2015

EDWARD JONES

RIA

CRD#: 250

TUCSON, AZ

Past

April 28, 2015 - December 8, 2015

EDWARD JONES

BD

CRD#: 250

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 5/16/2015

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 4/28/2015

General Securities Representative Examination

Current Firm

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Monk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/28/2015

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

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