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Phillip C. Rice

INSIGHT CAPITAL MANAGEMENT
San Ramon, CA 94583
Some features on this profile are disabled
CRD#: 6457898
PR

Professional summary

Phillip Charles Rice, who also goes by Philip Charles Rice, Phillip Charles Rice, is a registered financial advisor currently at INSIGHT CAPITAL MANAGEMENT located in San Ramon, California.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Phillip has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Philip Charles Rice | Phillip Charles Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Charles Rice's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2022 - Present

INSIGHT CAPITAL MANAGEMENT

Office #1: 2001 Crow Canyon Road, San Ramon, CA 94583
RIA
CRD#: 314558
San Ramon, CA
Past

February 21, 2020 - January 6, 2022

INSIGHT CAPITAL MANAGEMENT, LLC

RIA
CRD#: 176530
SAN RAMON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INSIGHT CAPITAL MANAGEMENT
DUSTIN BLODGETT INSIGHT CAPITAL | INSIGHT CAPITAL MANAGEMENT | DUSTIN BLODGETT INSIGHT CAPITAL, LLC

CRD#: 314558 / SEC#: 801-121420

RIA
Registered Investment Advisory firm - (6/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/29/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/21/2020
Uniform Investment Adviser Law Examination

Current Firm

IC
INSIGHT CAPITAL MANAGEMENT
DUSTIN BLODGETT INSIGHT CAPITAL | INSIGHT CAPITAL MANAGEMENT | DUSTIN BLODGETT INSIGHT CAPITAL, LLC

CRD#: 314558 / SEC#: 801-121420

RIA
Registered Investment Advisory firm - (6/7/2021 Approved)
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Contact information

Main Address
1390 Willow Pass Road Suite 960, Concord, CA 94520
Mailing Address
Phone number
(925) 362-9571
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INSIGHT CAPITAL - ADV PART 2B (9/23/2025)
INSIGHT CAPITAL - ADV PART 2A BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts920
AUM (Assets Under Management)$ 325,440,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSIGHT CAPITAL MANAGEMENT

CRD#: 314558San Ramon, CA 94583

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