Joseph Daniel Dipierro | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Daniel Dipierro, who also goes by Joseph Dipierro, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2015. Joseph had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Joseph Dipierro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2016 - July 5, 2016

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

Darlington, PA

Past

June 10, 2015 - June 22, 2016

LPL FINANCIAL LLC

BD

CRD#: 6413

DARLINGTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GC

GALLACHER CAPITAL MANAGEMENT, LLC

CRD#: 113189 / SEC#: 801-68279

RIA

Registered Investment Advisory firm - (8/29/2007 Approved)

Colorado

Registered Investment Advisory firm - (12/10/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 7/28/2015

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 6/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/10/2015

General Securities Representative Examination

Current Firm

GC

GALLACHER CAPITAL MANAGEMENT, LLC

CRD#: 113189 / SEC#: 801-68279

RIA

Registered Investment Advisory firm - (8/29/2007 Approved)

Colorado

Registered Investment Advisory firm - (12/10/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10465 Park Meadows Dr #107, Lone Tree, CO 80124

Mailing Address

Phone number

(303) 708-1640

Established

Firm type

Fiscal year end

# of Employees

14

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE - GALLACHER CAPITAL MANAGEMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,325
AUM (Assets Under Management)	$ 487,814,567

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph D. Dipierro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GALLACHER CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

GALLACHER CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2015

SIE

Date: 6/22/2016

Series 7

Date: 6/10/2015

Current Firm

GALLACHER CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GALLACHER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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