Daniel K. Charley

CONCORDE ASSET MANAGEMENT

Jupiter, FL

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CRD#: 6457442

Professional summary

Daniel Kenneth Charley is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Jupiter, Florida and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alpine Brokerage Services. Insurance Agency. Start date, April 2023. Mt. Laurel Township, NJ. President and 50% owner. General insurance business duties, daily operations. Full time during trading hours. 2) ThinkSonic Media, Mt. Laurel Township, NJ. Not Investment Related. I am a member of the LLC and the business does website development and graphic design work. 6-10 hours/month during trading hours. 3) Concorde Asset Management. Investment related. Livonia, MI. Investment Advisor rep. Start date July 2016. Investment advisory sales and service. 6-10 hours/month during trading hours. 4) Concorde Insurance Agency; Investment related. Livonia, MI. Insurance Agent; start date: 07/23/2017. Provide insurance services to clients when appropriate. 1-5 hours/month during trading hours. 5) 405 Birchfield LLC, Investment related. Start date March 2021. Mt. Laurel, NJ. Member/Owner of real estate LLC for office purchase. 1-5 hours/month during trading hours. 6) Iron Lion Hospitality Group, LLC. Non-investment related. Start date 04/2022. Food Service Industry. Juno Beach, FL. Member/Owner. This entity is a holding company for food and beverage restaurants and bars. 1-5 hours/month during trading hours. 7) Alpine Brokerage Group LLC, Invstement related, 14255 US Highway One, Juno Beach FL 33408, Insurance Wholesaling, insurance placement and wholesaling of life,fixed annuity and long term care. Owner, Start date 01/01/2023, Full time during trading and non trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kenneth Charley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2016 - Present

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Jupiter, FL

Current

June 8, 2016 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

CRD#: 151604

Ann Arbor, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/23/2025)

California
(10/10/2025)

Florida
(7/11/2016)

IAR

Florida
(8/5/2020)

Georgia
(10/14/2025)

Indiana
(10/14/2025)

Louisiana
(10/24/2025)

Maryland
(8/12/2025)

Minnesota
(8/12/2025)

New Jersey
(7/7/2016)

IAR

New Jersey
(7/13/2016)

North Carolina
(11/25/2024)

North Dakota
(4/8/2024)

Pennsylvania
(7/8/2016)

Texas
(10/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

Phone number

(248) 824-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)

ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,207
AUM (Assets Under Management)	$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel K. Charley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kenneth Charley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CONCORDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2016

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2016

Series 24

Date: 12/1/2022

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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