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Anastasios Pantelias Mr.

CAPITAL CONNECT
VERO BEACH, FL
·CRD# 6457392·11 years experience

Professional Summary

Anastasios Pantelias MR. is a registered financial advisor currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida. Anastasios is registered as a RR (Registered Representative) and started their career in finance in 2015. Anastasios has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

CAPITAL CONNECT, LLC·CRD# 329399
BD
Vero Beach, FL
January 26, 2026 - Present
SEALION CAPITAL, LLC·CRD# 171807
BD
Indianapolis, IN
June 2, 2020 - March 14, 2024
SEAPORT GLOBAL SECURITIES LLC·CRD# 116270
BD
New York, NY
April 1, 2015 - June 1, 2018

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Current Firm

CC
CAPITAL CONNECT, LLC

CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: 8-71196
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

191 Silver Moss Drive, Vero Beach, FL 32963

Mailing Address

191 Silver Moss Drive, Vero Beach, FL 32963

Phone Number

(646) 265-2400

Established

Wyoming since 10/18/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
CARTER, ANA ROUMENOVACFO/FINOP4424794

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(1/26/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2015About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Apr 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anastasios Pantelias MR.'s CRS (Customer Relationship Summary).

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