Nathan Goebel
Professional summary
Nathan Goebel, CFP®, who also goes by Nathan L Goebel, Nate Loren Goebel, Nathan Loren Goebel, is a registered financial advisor currently at AIS PLANNING located in St. Cloud, Minnesota.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nathan has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Goebel's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
February 9, 2020 - Present
AIS PLANNING
Office #1: 622 Roosevelt Road Suite 160, St. Cloud, MN 56301June 19, 2019 - January 29, 2020
CETERA INVESTMENT ADVISERS LLC
June 19, 2019 - January 29, 2020
CETERA INVESTMENT SERVICES LLC
January 2, 2018 - June 6, 2019
VOYA FINANCIAL ADVISORS, INC.
September 11, 2017 - June 6, 2019
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
AIS PLANNING
CRD#: 148821 / SEC#: 801-132984
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2020)
Exams
Series 52TO
Date: 8/26/2019
Municipal Securities Representative ExaminationCurrent Firm
AIS PLANNING
CRD#: 148821 / SEC#: 801-132984
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,425 |
| AUM (Assets Under Management) | $ 485,133,788 |
Red Flags
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Company Information
AIS PLANNING
CRD#: 148821St. Cloud, MN 56301TRUST BUT VERIFY
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