Jordan P. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Patrick Thomas was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2018. Jordan had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2020 - March 10, 2021
TJ BENDER & COMPANY, INC.
May 29, 2018 - October 18, 2019
CROFT & BENDER, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TJ BENDER & COMPANY, INC.
CRD#: 290190 / SEC#: , 8-70016
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENDER, THEODORE JACKSON III | MANAGING DIRECTOR/ CCO/ CFO | 17903 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
