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VM

Vinnie A. Maliakkal

WAVVEST WEALTH
CHICAGO, IL 60602
Some features on this profile are disabled
CRD#: 6456170
VM
Vinnie Anto MaliakkalWAVVEST WEALTH

Professional summary

Vinnie Anto Maliakkal, CFP®, who also goes by VIneeth Maliakkal, is a registered financial advisor currently at WAVVEST WEALTH located in Chicago, Illinois.

Vinnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Vinnie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Vineeth Maliakkal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-A Bunch of Randos, LLC; Owner; Start Date: 8/27/2022; Burr Ridge, IL; Photography, graphic design clothing; Generally less than 20 hours pe rmonth; Not investment related. -VAM Wealth Management, LLC; Owner; Start Date: 7/7/2026; Chicago, IL; LLC created for 1099 employee at Wavvest Wealth; 60 hours; Since I'm 1099 at Wavvest, I created an LLC to receive payments and pay for expenses. I'm the sole owner and individual.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vinnie Anto Maliakkal's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

August 12, 2026 - Present

WAVVEST WEALTH

Office #1: 24 East Washington St., Suite 875, Chicago, IL 60602
RIA
CRD#: 332096
CHICAGO, IL
Past

July 31, 2015 - July 13, 2026

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Northbrook, IL
Past

June 4, 2015 - July 13, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Northbrook, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WAVVEST WEALTH
WAVVEST WEALTH | WAVVEST WEALTH LLC

CRD#: 332096 / SEC#: 801-130721

RIA
Registered Investment Advisory firm - (7/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/30/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/4/2015
General Securities Representative Examination

Current Firm

WW
WAVVEST WEALTH
WAVVEST WEALTH | WAVVEST WEALTH LLC

CRD#: 332096 / SEC#: 801-130721

RIA
Registered Investment Advisory firm - (7/19/2024 Approved)
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Contact information

Main Address
24 East Washington St., Suite 875, Chicago, IL 60602
Mailing Address
Phone number
(630) 699-8602
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FEBRUARY 2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts13
AUM (Assets Under Management)$ 745,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WAVVEST WEALTH

CRD#: 332096Chicago, IL 60602

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