Jeffrey J. Brink

DBS INVESTMENT ADVISERS

BAY CITY, MI 48706

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CRD#: 6455484

Professional summary

Jeffrey John Brink, who also goes by Jeff Brink, is a registered financial advisor currently at DBS INVESTMENT ADVISERS, LLC located in Bay City, Michigan.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jeffrey has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Brink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A PRACTICING DENTIST AND OWN MY OWN DENTAL OFFICE. I SEE PATIENTS 4 DAYS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Brink's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2020 - Present

DBS INVESTMENT ADVISERS, LLC

Office #1: 1484 Straits Drive Suite 6, Bay City, MI 48706

RIA

CRD#: 123283

BAY CITY, MI

Past

April 7, 2015 - December 2, 2020

ANTERIOR GUIDANCE LLC

RIA

CRD#: 174839

BRIGHTON, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DBS INVESTMENT ADVISERS, LLC

ACT TWO FINANCIAL ADVISORS | DBS INVESTMENT ADVISERS, LLC

CRD#: 123283 / SEC#: 801-116815

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

Michigan

Registered Investment Advisory firm - (6/28/2019 Terminated)

Ohio

Registered Investment Advisory firm - (6/27/2019 Terminated)

West Virginia

Registered Investment Advisory firm - (12/31/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2015

Uniform Investment Adviser Law Examination

Current Firm

DBS INVESTMENT ADVISERS, LLC

ACT TWO FINANCIAL ADVISORS | DBS INVESTMENT ADVISERS, LLC

CRD#: 123283 / SEC#: 801-116815

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

Michigan

Registered Investment Advisory firm - (6/28/2019 Terminated)

Ohio

Registered Investment Advisory firm - (6/27/2019 Terminated)

West Virginia

Registered Investment Advisory firm - (12/31/2014 Terminated)

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Contact information

Main Address

1484 Straits Drive Suite 6, Bay City, MI 48706

Mailing Address

Po Box 280, Bay City, MI 48707

Phone number

(800) 327-2377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DBS INVESTMENT ADVISERS, LLC ADV BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	946
AUM (Assets Under Management)	$ 244,511,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey J. Brink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Brink's CRS (Customer Relationship Summary).

Certified licenses

Experience

DBS INVESTMENT ADVISERS, LLC

ANTERIOR GUIDANCE LLC

Primary Firm SEC Registration

DBS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2015

Current Firm

DBS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DBS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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