Peter A. Finn
Professional summary
Peter Ashley Finn, CPWA®, who also goes by Peter Finn, is a registered financial advisor currently at FINN WEALTH MANAGEMENT LLC located in Spokane, Washington.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Peter has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Ashley Finn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2022 - Present
FINN WEALTH MANAGEMENT LLC
Office #1: 8601 N Division Street Suite C, Spokane, WA 99208February 25, 2016 - March 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 2015 - March 18, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/15/2022)
(3/21/2022)
(5/6/2022)
Exams
Current Firm
FINN WEALTH MANAGEMENT LLC
CRD#: 318774 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 187 |
| AUM (Assets Under Management) | $ 9,706,978 |
Red Flags
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Company Information
FINN WEALTH MANAGEMENT LLC
CRD#: 318774Spokane, WA 99208TRUST BUT VERIFY
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