Christopher R. Preisig

UPSTATE FINANCIAL PLANNING

Simpsonville, SC

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CRD#: 6455091

Professional summary

Christopher Ryan Preisig, who also goes by Chrsitopher Ryan Preisig, is a registered financial advisor currently at UPSTATE FINANCIAL PLANNING, LLC located in Simpsonville, South Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chrsitopher Ryan Preisig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CAROLINAS WEALTH MANAGEMENT GROUP, INC 3 CALEDON COURT SUITE C GREENSVILLE, SC 29615 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 07/2015 HOURS PER MONTH: 150 HOURS PER MONTH DURING TRADING HOURS: 150 2) CHRISTOPHER PREISIG 65 BARLOW COURT SIMPSONVILLE, SC 29681 CATEGORY: NOTARY PUBLIC INVESTMENT-RELATED: NO TITLE: NOTARY PUBLIC DUTIES: NOTARIZE DOCUMENTS. START DATE: 09/2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 I am a licensed insurance agent and receive commissions from insurance and annuity related business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ryan Preisig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2022 - Present

UPSTATE FINANCIAL PLANNING, LLC

RIA

CRD#: 321092

Simpsonville, SC

Past

August 27, 2015 - July 14, 2022

OSAIC FS, INC.

RIA

CRD#: 3870

GREENVILLE, SC

Past

August 14, 2015 - July 14, 2022

OSAIC FS, INC.

CRD#: 3870

GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2015

General Securities Representative Examination

Current Firm

UPSTATE FINANCIAL PLANNING, LLC

CRD#: 321092 / SEC#:

South Carolina

Registered Investment Advisory firm - (7/8/2022 Approved)

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Contact information

Main Address

Simpsonville, SC

Mailing Address

Phone number

(864) 416-1214

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 12,410,555

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Preisig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Ryan Preisig's CRS (Customer Relationship Summary).

Certified licenses

Experience

UPSTATE FINANCIAL PLANNING, LLC

OSAIC FS, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2015

Current Firm

UPSTATE FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UPSTATE FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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