Michael C. Sawey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christopher Sawey, who also goes by Michael C Sawey Jr., Michael C Sawey, Michael Christopher Sawey Jr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2025 - July 10, 2026
PALAFOX TRADING LLC
August 21, 2025 - July 10, 2026
CITADEL SECURITIES INSTITUTIONAL LLC
July 30, 2025 - July 10, 2026
CITADEL CLEARING LLC
September 11, 2023 - July 10, 2026
CITADEL SECURITIES LLC
May 10, 2022 - August 31, 2023
JEFFERIES LLC
July 25, 2018 - May 6, 2022
OPPENHEIMER & CO. INC.
October 26, 2015 - July 25, 2018
THE INVESTMENT CENTER, INC.
August 6, 2015 - October 20, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/15/2019
Securities Trader ExamCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
