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SJ

Sanjay Jain

Some features on this profile are disabled
CRD#: 6454400
SJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sanjay Jain, CPWA® was a registered financial professional .

Sanjay is a previously registered financial professional and started their career in finance in 2015. Sanjay had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DR. JAIN IS THE AUTHOR OF OPTIMAL LIVING 360, A COMPREHENSIVE SELF-HELP BOOK. HE RECEIVES ROYALTIES BASED ON THE BOOK'S SALES. NOT INVESTMENT RELATED. HE DEVOTES LESS THAN 5% OF HIS TIME IN THIS ROLE. --- DR. JAIN PROVIDES PRIVATE AND GROUP CONSULTATION TO CLIENTS INDEPENDENT OF FINANCIAL ADVICE WITHIN HIS TOPICS OF WELLNESS AND PERFORMANCE EXPERTISE AS DEFINED BY HIS BOOK, OPTIMAL LIVING 360. HE ALSO PROVIDES THESE SERVICES VIA VARIOUS ONLINE DISTRIBUTION CHANNELS. NOT INVESTMENT RELATED. HE DEVOTES LESS THAN 5% OF HIS TIME IN THIS ROLE. ---- DR. JAIN IS A PAID SPEAKER AS WELL AS A TV AND RADIO EXPERT.NOT INVESTMENT RELATED. HE DEVOTES LESS THAN 5% OF HIS TIME IN THIS ROLE. ---- DR. JAIN CONTINUES TO PRACTICE AS A PHYSICIAN AS AN INDEPENDENT CONTRACTOR.NOT INVESTMENT RELATED. HE DEVOTES APPROXIMATELY 40 HOURS PER WEEK OF HIS TIME IN THIS ROLE. ---- DR. JAIN HAS SERVED ON THE EDITORIAL ADVISORY BOARD FOR IMAGING ECONOMICS SINCE DECEMBER 2009. IMAGING ECONOMICS IS A MEDICAL JOURNAL DEDICATED TO HELPING RADIOLOGIST, RADIOLOGY ADMINISTRATORS, AND HEALTH CARE EXECUTIVES.NOT INVESTMENT RELATED. HE DEVOTES LESS THAN 5% OF HIS TIME IN THIS ROLE. ---- DR. JAIN HAS SERVED AS A BOARD MEMBER ON THE INTERSOCIETAL ACCREDITATION COMMISSION SINCE DECEMBER 2009. THE IAC OFFERS IMAGING AND CAROTID STENTING ACCREDITATION.NOT INVESTMENT RELATED. HE DEVOTES LESS THAN 5% OF HIS TIME IN THIS ROLE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®

Certified Private Wealth Advisor

Start date: 2019-04-03

Expire date: 2023-03-31

Experience

Past

April 22, 2024 - December 16, 2024

OPTIMAL WEALTH GROUP, LLC

RIA
CRD#: 175180
Potomac, MD
Past

May 18, 2017 - January 6, 2024

OPTIMAL WEALTH GROUP, LLC

RIA
CRD#: 175180
POTOMAC, MD
Past

June 22, 2015 - December 31, 2016

OPTIMAL WEALTH GROUP, LLC

RIA
CRD#: 175180
BETHESDA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/3/2015
Uniform Investment Adviser Law Examination

Current Firm

OW
OPTIMAL WEALTH GROUP, LLC
EXECUTIVE WEALTH GROUP, LLC | OPTIMAL WEALTH GROUP, LLC

CRD#: 175180 / SEC#:

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Contact information

Main Address
10400 Sandringham Ct., Potomac, MD 20817
Mailing Address
Phone number
(614) 307-4080
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMAL WEALTH GROUP, LLC

CRD#: 175180

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