Alexander J. Woodcock
Professional summary
Alexander James Woodcock is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2016. Alexander has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander James Woodcock's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2023 - Present
PINE DISTRIBUTORS LLC
Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246Office #2: 24 E Washington St Ste 875, Chicago, IL 60602Office #3: 501 S. Cherry Street Suite 610, Denver, CO 80246September 23, 2019 - April 20, 2022
ALPS DISTRIBUTORS, INC.
June 8, 2016 - May 27, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2024)
Exams
Series 99TO
Date: 10/3/2023
Operations Professional ExaminationFINRA
Current Firm
PINE DISTRIBUTORS LLC
CRD#: 323408 / SEC#: , 8-71004
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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