Reid Jonathan Soberman
Professional Summary
Reid Jonathan Soberman, who also goes by Reid J Soberman, is a registered financial advisor currently at ALTA WEALTH ADVISORS LLC located in Woburn, Massachusetts and LPL FINANCIAL LLC located in Newton, Massachusetts. Reid is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Reid has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Reid J Soberman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
ALTA WEALTH ADVISORS LLC
Contact Information
Main Address
300 Tradecenter, Suite 5700, Woburn, MA 01801Phone Number
(781) 404-6909# of Employees
15SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,665AUM (Assets Under Management)
$664,634,808Similar Advisors
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Primary Firm SEC Registration
ALTA WEALTH ADVISORS LLC
State Registrations and Notice Filings
(1/30/2026)
(1/30/2026)
(1/30/2026)
(1/30/2026)
(1/30/2026)
(1/30/2026)
(2/9/2026)
(1/30/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2015About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Reid Jonathan Soberman's CRS (Customer Relationship Summary).
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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