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RS

Reid J. Soberman

ALTA WEALTH ADVISORS LLC
Woburn, MA 01801
Some features on this profile are disabled
CRD#: 6453936
RS

Professional summary

Reid Jonathan Soberman, who also goes by Reid J Soberman, is a registered financial advisor currently at ALTA WEALTH ADVISORS LLC located in Woburn, Massachusetts and LPL FINANCIAL LLC located in Newton, Massachusetts.

Reid is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Reid has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Reid J Soberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reid Jonathan Soberman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2026 - Present

ALTA WEALTH ADVISORS LLC

Office #1: 400 Tradecenter, Suite 4810, Woburn, MA 01801
RIA
CRD#: 293675
Woburn, MA
Current

January 30, 2026 - Present

LPL FINANCIAL LLC

Office #1: 300 Washington St Suitte 312, Newton, MA 02458
RIA
BD
CRD#: 6413
NEWTON, MA
Past

March 19, 2018 - February 2, 2026

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
Newton, MA
Past

March 12, 2018 - February 2, 2026

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
Newton, MA
Past

September 21, 2016 - March 13, 2018

CAPITAL ANALYSTS

RIA
CRD#: 162200
Waltham, MA
Past

September 15, 2016 - March 13, 2018

LINCOLN INVESTMENT

BD
CRD#: 519
WALTHAM, MA
Past

March 17, 2016 - August 23, 2016

MCADAM LLC

RIA
CRD#: 170914
Boston, MA
Past

October 22, 2015 - August 23, 2016

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTA WEALTH ADVISORS LLC
ALTA WEALTH ADVISORS LLC

CRD#: 293675 / SEC#: 801-112848

RIA
Registered Investment Advisory firm - (4/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/30/2026)
RR
Florida
(1/30/2026)
RR
Massachusetts
(1/30/2026)
IAR
Massachusetts
(1/30/2026)
RR
New Hampshire
(1/30/2026)
RR
New York
(1/30/2026)
RR
Rhode Island
(2/9/2026)
RR
Texas
(1/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/17/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/6/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/23/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/22/2015
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AW
ALTA WEALTH ADVISORS LLC
ALTA WEALTH ADVISORS LLC

CRD#: 293675 / SEC#: 801-112848

RIA
Registered Investment Advisory firm - (4/17/2018 Approved)
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Contact information

Main Address
400 Tradecenter, Suite 4810, Woburn, MA 01801
Mailing Address
Phone number
(781) 404-6909
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALTA WEALTH ADVISORS LLC WRAP FEE PROGRAM (2/26/2025)
ADV PART 2A-ALTA WEALTH ADVISORS LLC (2/26/2025)

Regulatory assets under management

Total Number of Accounts1,203
AUM (Assets Under Management)$ 495,478,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTA WEALTH ADVISORS LLC

CRD#: 293675Woburn, MA 01801

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