Max R. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Raymond Brewer, who also goes by Max R Brewer, Max Raymond Brewer, was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2015. Max had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2022 - January 9, 2023
UMERGENCE LLC
March 2, 2020 - April 2, 2020
FS INVESTMENT SOLUTIONS, LLC
April 27, 2018 - February 27, 2020
FORESIDE FUND SERVICES, LLC
May 17, 2017 - April 13, 2018
CAPITAL CLIENT GROUP, INC.
April 10, 2017 - April 13, 2018
CAPITAL CLIENT GROUP, INC.
April 3, 2015 - March 23, 2017
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/25/2022
General Securities Representative ExaminationCurrent Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
