Courtney D. Wood
MAG CAP | Senior Financial Advisor
Ridgeland, MS 39157
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CRD#: 6453768
Professional summary
Courtney Dawson Wood, CFP®, who also goes by Courtney D Dawson, Courtney D Wood, Courtney Dawson Wood, Courtney Wood, is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi.
Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Courtney has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Courtney D Dawson | Courtney D Wood | Courtney Dawson Wood | Courtney Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3 rental properties, all held in personal name, (0 hours for all): I*9213 For profit or not for profit: Name of outside business organization: Courtney Wood Investment related: Address of business: Starkville, Mississippi 39759 Nature of business: , Position, title, association: , Start date of relationship: 8/15/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*9212 For profit or not for profit: Name of outside business organization: Courtney Wood Investment related: Address of business: Starkvillle, Mississippi 39759 Nature of business: , Position, title, association: , Start date of relationship: 1/1/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*9214 For profit or not for profit: Name of outside business organization: Courtney Wood Investment related: Address of business: madison, Mississippi 39110 Nature of business: , Position, title, association: , Start date of relationship: 2/1/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
CRS (Client Relationship Summary) - RIA
Click below to view Courtney Dawson Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 29, 2024 - Present
MAG CAP
Office #1: 1076 Highland Colony Pkwy Suite 291, Ridgeland, MS 39157RIA
CRD#: 298398
Ridgeland, MS
Past
September 20, 2016 - February 26, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RIDGELAND, MS
Past
August 24, 2016 - February 26, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RIDGELAND, MS
Past
July 1, 2015 - July 22, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Ridgeland, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MAG CAP
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
CRD#: 298398 / SEC#: 801-114023
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(2/29/2024)
IAR
Texas(2/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MAG CAP
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
CRD#: 298398 / SEC#: 801-114023
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157
Mailing Address
Phone number
(601) 362-5872
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,743 |
| AUM (Assets Under Management) | $ 1,482,714,109 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAG CAP
Senior Financial AdvisorCRD#: 298398Ridgeland, MS 39157TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
