Lindsey L. Baker

EGP WEALTH MANAGEMENT

Bryant, AR 72022

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CRD#: 6453478

Professional summary

Lindsey Leigh Baker is a registered financial advisor currently at EGP WEALTH MANAGEMENT, LLC located in Bryant, Arkansas.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lindsey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EGP Holdings LLC POSITION: Partner NATURE: Purchase commercial real estate to lease to EGP, PLLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 11/15/2017 ADDRESS: 611 Main Street, North Little Rock AR 72201, United States DESCRIPTION: Locate, maintain and fund purchases of office space to lease to EGP, PLLC 2) EGP, PLLC POSITION: CPA/Partner NATURE: Accounting Firm. INVESTMENT RELATED: No START DATE: 07/2015 ADDRESS: 611 Main St. N. Little Rock AR 72114, United States 3) 01/2020 Independent Licensed insurance Agent; Investment Related; Bryant/Arkansas; Life, Disability, and Long Term Care

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Leigh Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2018 - Present

EGP WEALTH MANAGEMENT, LLC

Office #1: 3310 Main St. Suite 100, Bryant, AR 72022

RIA

CRD#: 298338

Bryant, AR

Past

May 13, 2016 - October 4, 2018

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

North Little Rock, AR

Past

January 7, 2016 - October 3, 2018

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

N LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2016

General Securities Representative Examination

Current Firm

EGP WEALTH MANAGEMENT, LLC

BUTLER FINANCIAL SERVICES | EGP WEALTH MANAGEMENT, LLC

CRD#: 298338 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/16/2018 Approved)

Texas

Registered Investment Advisory firm - (11/5/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/9/2024 Approved)

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Contact information

Main Address

611 Main Street, North Little Rock, AR 72114

Mailing Address

Phone number

(501) 320-1021

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 39,639,429

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsey L. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Leigh Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

EGP WEALTH MANAGEMENT, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/7/2016

Current Firm

EGP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EGP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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