DH
Daniel J. Huehn
ROGAN & ASSOCIATES
Addison, TX 75001
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CRD#: 6453449
DH
Professional summary
Daniel James Huehn is a registered financial advisor currently at ROGAN & ASSOCIATES, INC. located in Addison, Texas and J.W. COLE FINANCIAL, INC. located in Carrollton, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 2 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Rogan & Associates, RIA; 4104 Ridgecrest Trl, Carrolton, TX 75007; Financial Planning Services; Investment Related; Financial Planner; Sales of Fixed Insurance; Start 7/11/2025; 160hours/month, 160 hours/month during trading. (2) POA, Trustee and Executor for Father
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Huehn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Huehn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2022 - Present
ROGAN & ASSOCIATES, INC.
Office #1: 15305 Dallas Parkway, Suite 300, Addison, TX 75001RIA
BD
CRD#: 42762
Addison, TX
Current
July 18, 2025 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Carrollton, TX
Past
March 10, 2015 - July 17, 2025
ROGAN & ASSOCIATES, INC.
BD
CRD#: 42762
SAFETY HARBOR, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R&
ROGAN & ASSOCIATES, INC.
ADS DISTRIBUTORS, INC. | ROGAN, ROSENBERG, & ASSOCIATES, INC. | ROGAN, ROSENBERG & ASSOCIATES, INC. | ROGAN AND ASSOCIATES FINANCIAL PLANNERS | ROGAN & ASSOCIATES, INC. | ROGAN & ASSOCIATES
CRD#: 42762 / SEC#: 801-69994, 8-49995
RIA
Registered Investment Advisory firm - SEC (3/30/2009 Approved)Florida
Registered Investment Advisory firm - SEC (4/4/2009 Terminated)Virginia
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Nebraska(6/15/2022)
IAR
New Hampshire(6/9/2022)
IAR
Texas(6/10/2022)
RR
Texas(7/18/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
R&
ROGAN & ASSOCIATES, INC.
ADS DISTRIBUTORS, INC. | ROGAN, ROSENBERG, & ASSOCIATES, INC. | ROGAN, ROSENBERG & ASSOCIATES, INC. | ROGAN AND ASSOCIATES FINANCIAL PLANNERS | ROGAN & ASSOCIATES, INC. | ROGAN & ASSOCIATES
CRD#: 42762 / SEC#: 801-69994, 8-49995
RIA
Registered Investment Advisory firm - SEC (3/30/2009 Approved)Florida
Registered Investment Advisory firm - SEC (4/4/2009 Terminated)Virginia
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
200 9th Avenue. North Suite 100, Safety Harbor, FL 34695
Mailing Address
200 9th Avenue. North Suite 100, Safety Harbor, FL 34695-3500
Phone number
(727) 712-3400
Established
Florida since 01/17/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
16
SEC notice filing (16 States and Territories)
FINRA licenses (3 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,606 |
| AUM (Assets Under Management) | $ 662,228,094 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
