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Thomas F. Powell

CRUTCHFIELD SECURITIES, L.L.C.
Houston, TX 77056
Some features on this profile are disabled
CRD#: 6453195
TP

Professional summary

Thomas Franklin Powell is a registered financial professional currently at CRUTCHFIELD SECURITIES, L.L.C. located in Houston, Texas.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2021. Thomas has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Franklin Powell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2021 - Present

CRUTCHFIELD SECURITIES, L.L.C.

Office #1: 5599 San Felipe Street Suite 555, Houston, TX 77056
BD
CRD#: 142156
Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(10/11/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 10/8/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/16/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/4/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/2/2025
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CRUTCHFIELD SECURITIES, L.L.C.
CRUTCHFIELD SECURITIES, L.L.C.

CRD#: 142156 / SEC#: , 8-67433

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5599 San Felipe Street Suite 555, Houston, TX 77056
Mailing Address
5599 San Felipe Street Suite 555, Houston, TX 77056
Phone number
(713) 502-6120
Established
Texas since 06/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST CENTURION HOLDINGS, LLCSOLE MEMBER
CORNELIUS, WILLIAM RALPHCEO, EXECUTIVE REP, DESIGNATED PRINCPAL, CCO, AML PRINCIPAL6697363
DOLLISON, JOHN BREESEREGISTERED PRINCIPAL5231729
POWELL, THOMAS FRANKLINFINOP6453195
WILSON, RICHARD GREAR JRREGISTERED PRINCIPAL2949518
WILSON, RICHARD GREAR JRALTERNATE FINOP2949518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRUTCHFIELD SECURITIES, L.L.C.

CRD#: 142156Houston, TX 77056

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