Kaden V. Waters

PETERSON WEALTH ADVISORS

Orem, UT 84057

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CRD#: 6452942

Professional summary

Kaden Verl Waters, CFP® is a registered financial advisor currently at PETERSON WEALTH ADVISORS, LLC located in Orem, Utah.

Kaden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kaden has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaden Verl Waters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

March 17, 2023 - Present

PETERSON WEALTH ADVISORS, LLC

Office #1: 360 West 920 North, Orem, UT 84057

RIA

CRD#: 146349

Orem, UT

Past

September 26, 2018 - February 28, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

AMERICAN FORK, UT

Past

March 28, 2015 - February 27, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETERSON WEALTH ADVISORS, LLC

PETERSON FINANCIAL & RETIREMENT SERVICES | PETERSON WEALTH ADVISORS, LLC

CRD#: 146349 / SEC#: 801-68917

RIA

Registered Investment Advisory firm - (3/13/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/22/2022

General Securities Sales Supervisor - Options Module Examination

Current Firm

PETERSON WEALTH ADVISORS, LLC

PETERSON FINANCIAL & RETIREMENT SERVICES | PETERSON WEALTH ADVISORS, LLC

CRD#: 146349 / SEC#: 801-68917

RIA

Registered Investment Advisory firm - (3/13/2008 Approved)

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Contact information

Main Address

360 West 920 North, Orem, UT 84057

Mailing Address

Phone number

(801) 225-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE - PETERSON WEALTH ADVISORS, LLC (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,776
AUM (Assets Under Management)	$ 688,734,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaden V. Waters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaden Verl Waters's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

PETERSON WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2018

Series 63

Date: 4/4/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2015

Series 9

Date: 12/22/2022

Current Firm

PETERSON WEALTH ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETERSON WEALTH ADVISORS, LLC

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